The Securities and Investment Management Association (SIMA today expressed support for the Canadian Securities Administrators’ (C...
CN Editor
May 19, 2025
CSA EXTENDS COMMENT PERIOD ON PROPOSED AMENDMENTS TO TRADING FEE CAPS CHARGED BY MARKETPLACES
GROUP CALL FOR BETTER CO-ORDINATION OF SECURITIES RULES ACROSS PROVINCES
CANADIAN SECURITIES REGULATORS EXPECT TO PROVIDE TEMPORARY RELIEF FROM REQUIREMENTS FOR DELIVERING PROXY-RELATED MATERIALS IN EVENT OF POSTAL SUSPENSION
SIMA SUPPORTS QUEBEC BILL TO ENHANCE REGULATORY EFFICIENCY AND INVESTOR PROTECTION
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CIRO SANCTIONS CANACCORD GENUITY CORP. FOR FAILING TO MEET GATEKEEPER OBLIGATIONS
HERE"S WHAT YOU NEED TO KNOW ABOUT CIRO"S NEW PROFICIENCY MODEL
UNDERSTANDING THE E&O CLAIMS PROCESS AS REGULATORY FINES INCREASE
B.C. Resident and Company Sanctioned for Unregistered Activity