CIRO sanctioned Jagdish Chandane (Chandane), a dealing representative with Investia Financial Services Inc from Oakville, Ontario...
CN Editor
June 09, 2025
SEC"S NEW ENFORCEMENT CHIEF RESIGNS
SALES OF RESTRICTED SECURITIES
TRADING DURING CERTAIN SECURITIES TRANSACTIONS
GUIDANCE ON "LOCKED" AND "CROSSED" MARKETS
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE