CIRO sanctioned Jagdish Chandane (Chandane), a dealing representative with Investia Financial Services Inc from Oakville, Ontario...
CN Editor
June 09, 2025
FCA FINES H2O DEPUTY CEO£1M AND BANS HIM FROM FINANCIAL SERVICES FOR DELIBERATELY MISLEADING FCA
BCSC alleges U.S. company breached cease trade order
BCSC SANCTIONS KAZANA FINANCIAL FOR UNREGISTERED SECURITIES DEALING
CANADIAN SECURITIES REGULATORS PUBLISH CIRO OVERSIGHT REVIEW REPORT
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SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL