Regulators across the globe, led by the FCA, have joined forces to protect social media users from illegal financial promotions b...
CN Editor
June 09, 2025
FCA FINES H2O DEPUTY CEO£1M AND BANS HIM FROM FINANCIAL SERVICES FOR DELIBERATELY MISLEADING FCA
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
SEC: Instead of retiring, rep ran a Ponzi scheme
FCA ADOPTS REFORMS TO BOOST CAPITAL RAISING
Thank you for the feedback!!
SEC FINES CANADIAN FIRM OVER REGISTRATION
FINRA PROPOSES GIFT LIMIT INCREASE
FINANCIAL ACTION TASK FORCE IDENTIFIES JURISDICTIONS WITH ANTI-MONEY LAUNDERING, COUNTERING THE FINANCING OF TERRORISM, AND COUNTER-PROLIFERATION FINANCE DEFICIENCIES
OPINION: CANADA"S NEW AML REGULATIONS ARE A WAKE-UP CALL