To achieve regulatory approval, the purpose of any proposed changes should be to render Canada’s marketplace more competitive tha...
CN Editor
June 18, 2025
TRADES TO BE ON MARKETPLACE WHEN ACTING AS AN AGENT
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
CANADIAN MARKET PARTICIPANTS NEED TO PREPARE FOR UPCOMING TRADE REPORTING DEADLINES
CFFIM: CIRO ADVISER INCORPORATION
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STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES