The Canadian Securities Administrators (CSA) published a consultation paper on the exchange-traded fund (ETF) regulatory framewor...
CN Editor
June 20, 2025
ESMA APPROVES EQUITY, ETF DATA PROVIDER
ETF ADVISOR SETTLES WITH SEC
CSA STAFF NOTICE 45-330 (REVISED) FREQUENTLY ASKED QUESTIONS ABOUT THE LISTED ISSUER FINANCING EXEMPTION
CSA PROPOSES TO CODIFY HIGHER LIMITS FOR LISTED ISSUER FINANCING EXEMPTION AFTER STRONG UPTAKE
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS