The Ontario Securities Commission (OSC) and the Canadian Investment Regulatory Organization (CIRO) have published their report; S...
CN Editor
July 10, 2025
CIRO ALLEGES WRONGDOING BY FORMER REP WITH SUN LIFE FINANCIAL SERVICES
CIRO SANCTIONS FORMER ADVISOR WITH RBC DS IN SASKATOON
CIRO ALLEGES WRONGDOING BY FORMER REP WITH IPC INVESTMENT CORPORATION IN CALGARY
JIMMY DELINIS CHARGED WITH SECURITIES FRAUD
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STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES