CIRO has undertaken a multi-year initiative to enhance its proficiency regime. Proficiency standards are a cornerstone of the CIR...
CN Editor
July 21, 2025
NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2026 COMPLIANCE REPORT
INVESTOR ALERT: LENDORI FINANCE FALSELY CLAIMING CIRO REGISTRATION
HOUSEKEEPING AMENDMENTS TO THE GENERAL NOTES AND DEFINITIONS TO MFDR FORM 1 AND IDPC FORM 1 RELATED TO DERECOGNITION OF FINANCIAL LIABILITIES
AI MEANS POTENTIAL "BIG SHIFT" IN REGULATORY RESPONSIBILITIES: KRIEGLER
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
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GUIDANCE ON TRADING SUPERVISION OBLIGATIONS