Advocis, The Financial Advisors Association of Canada, is proud to announce the launch of its Emerging Leaders Committee. This co...
CN Editor
July 24, 2025
FCA PUBLISHES REVIEW OF CONSOLIDATION IN FINANCIAL ADVICE AND WEALTH MANAGEMENT SECTOR
N.B."S TITLE PROTECTION DROPS ENHANCED EDUCATIONAL REQUIREMENT FOR FINANCIAL ADVISORS
CYBERSECURITY FIRM IN CONTRACT DISPUTE WITH ADVOCIS DOUBLES DOWN ON ALLEGATION OF COST CUTTING
ADVOCIS FILES $185K COUNTERCLAIM AGAINST NET-PATROL
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING