Daniel Pugh has been found guilty of fraud, following a prosecution by the FCA. Mr Pugh, aged 35 and of Devon, set up a Ponzi sch...
CN Editor
August 08, 2025
BCSC CHARGES NORTH SHORE MAN WITH FRAUD, THEFT, IDENTIFY FRAUD AND BREACHING A BCSC ORDER
ASC SANCTIONS CALGARY RESIDENT FOR OPERATING A $9M PONZI SCHEME
CIRO ALLEGES WRONGDOING BY FORMER REP WITH SUN LIFE FINANCIAL SERVICES
JIMMY DELINIS CHARGED WITH SECURITIES FRAUD
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STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES