The Court of Appeal for British Columbia has upheld a ruling in favour of the B.C. Securities Commission (BCSC) in its long-runni...
CN Editor
August 14, 2025
TRIBUNAL FINDS DAY TRADING PLATFORM ENGAGED IN "SPOOFING"
ONTARIO COURT ORDERS FUND MANAGERS TO PAY $170M FOR MARKET-TIMING TRADING
BCSC ALLEGES FORMER B.C. MAN COMMITTED MULTI-MILLION DOLLAR FRAUD INVOLVING DOZENS OF INVESTORS
FORMER CEO RESTRICTED FROM INVESTMENT MARKET AND PAYS BCSC $121,403 FOR PROHIBITED TRADING
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS