The CSA published a Notice of Amendments related to adopting an expedited shelf prospectus regime for well-known seasoned issuers...
CN Editor
August 29, 2025
CSA EXTENDS COMMENT PERIOD FOR CONSULTATION ON THE EXCHANGE-TRADED FUND REGULATORY FRAMEWORK
PMAC RESPONSE TO AMF DISCUSSION PAPER ON ACCOUNT TRANSFERS
CANADIAN SECURITIES REGULATORS PROVIDE TEMPORARY RELIEF FROM REQUIREMENTS FOR DELIVERING PROXY-RELATED MATERIALS DURING POSTAL SUSPENSION
THE FCAA AND CIRO ANNOUNCE EFFECTIVE DATE FOR AUTHORIZATION OF REGISTRATION AUTHORITY
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS