CIRO sanctioned David Somerville, a Dealing representative with Quadrus Investment in Niagara for failing to properly execute cli...
CN Editor
September 02, 2025
BCSC CHARGES NORTH SHORE MAN WITH FRAUD, THEFT, IDENTIFY FRAUD AND BREACHING A BCSC ORDER
CIRO SANCTIONS DEALING REPRESENTATIVE WITH INVESTORS GROUP IN RICHMOND HILL, ONTARIO
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON BRITISH COLUMBIA LOTTERY CORPORATION
ASC SANCTIONS CALGARY RESIDENT FOR OPERATING A $9M PONZI SCHEME
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STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES