CIRO sanctioned David Somerville, a Dealing representative with Quadrus Investment in Niagara for failing to properly execute cli...
CN Editor
September 02, 2025
SUPREME COURT TO RULE ON LEAVE IN BCSC CASE
CIRO ALLEGES PERSONAL FINANCIAL DEALINGS BY FORMER INVESTIA FINANCIAL SERVICES REP FROM PICKERING, ON
CIRO NOTICE OF INTENTION TO RESIGN - SECURITY FINANCIAL SERVICES & INVESTMENT CORP.
CIRO TO PAY $8.3M TO RESOLVE DATA BREACH CLASS ACTION
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OSC FLAGS ISSUES WITH INDUSTRY AI USE
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS
FINTRAC STATEMENT - SANCTIONS ON CANADIAN MONEY SERVICES BUSINESSES
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB