• Home
  • News
  • Calendar
  • Events
  • FAQs
    • bookmarks Reading List
    • settings My Profile
    • settings Admin Settings
    • verified_user Admin Panel
    • exit_to_app Logout

CIRO ALLEGES WRONGDOING BY FORMER INVESTORS GROUP FINANCIAL SERVICES REP FROM ST. JOHN"S, NFLD

edit delete

CIRO alleges that James Benjamin Peddle, a former Registered Representative with Investors Group Financial Services Inc. from St....


You need to be a subscriber to view this article. It's free!
Sign In / Sign Up
CIROEnforcementOutside Activitiesconflicts of interestFalse and misleading statements

CN Editor

September 04, 2025

Click here to view source article
favorite_border

facebook turned_in_not

Related Articles

FCA CONSULTS ON TARGETED CHANGES TO LISTING RULES FOR CLOSED-ENDED INVESTMENT FUND

June 29, 2026

CIRO NOTICE OF INTENTION TO RESIGN - WORLDSOURCE FINANCIAL MANAGEMENT INC.

June 29, 2026

INVESTOR ALERT: NOVARIS FALSELY CLAIMING CIRO REGISTRATION

June 29, 2026

CIRO PILOTS PROGRAM TO SUPPORT SELF-REPRESENTED RESPONDENTS

June 29, 2026
SUBSCRIBE

Feedback

Thank you for the feedback!!

JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME

May 04, 2026

CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING

May 12, 2026

CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC

May 11, 2026

OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES

May 18, 2026

Home · About · Privacy Policy · Terms & Conditions · FAQs · Contact Us

Comarm Solutions Inc. ©

67 Yonge St Suite 601
Toronto ON M5E 1J8

+1 416 304 9482

support@compliancenews.ca



Compliance News is a website dedicated to keeping securities compliance professionals up-to-date and well informed.