The FCA is seeking feedback on proposals on the minimum standards crypto firms will need to comply with. The proposals mirror man...
CN Editor
September 18, 2025
FCA CENSURES INSTITUTE OF CERTIFIED BOOKKEEPERS FOR FAILINGS IN ANTI-MONEY LAUNDERING SUPERVISION
FCA SEEKS MORE CREDIBILITY FOR ESG RATINGS
OSC SEEKS COMMENT ON PRIORITIES FOR 2026-2027
CANADIAN SECURITIES REGULATORS PROVIDE UPDATE AND SEEK FEEDBACK ON MULTILATERAL INITIATIVE TO SUPPORT CAPITAL-RAISING BY EXTENDING THE ROLE OF EXEMPT MARKET DEALERS
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING