The FCA is seeking feedback on proposals on the minimum standards crypto firms will need to comply with. The proposals mirror man...
CN Editor
September 18, 2025
FCA SECURES MAJORITY OF VICTIMS" MONEY BACK FROM CONVICTED FRAUDSTER
FCA DECIDES TO BAN FATHER AND SON FOLLOWING FRAUD AND MISUSE OF CLIENT MONEY
CSA PROPOSES TO CODIFY HIGHER LIMITS FOR LISTED ISSUER FINANCING EXEMPTION AFTER STRONG UPTAKE
MODERNIZATION OF REQUIREMENTS FOR ACCOUNT TRANSFERS AND BULK ACCOUNT MOVEMENTS (IDPC RULE 4800, MFD RULE 2.12 AND CIRO RULE 4800)
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS