Canadian Investment Regulatory Organization (CIRO) is publishing guidance on relevant education and experience requirements presc...
CN Editor
September 30, 2025
WOMEN AND INVESTING: CIRO"S INVESTOR ADVISORY PANEL PUBLISHES INAUGURAL RESEARCH REPORT
CIRO ALLEGES MISAPPROPRIATION BY FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
CIRO ALLEGES CONFLICTS OF INTEREST FAILURES BY FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP
AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP