In the private fund industry, people often confuse the roles of audit firms and fund administrators. Both play essential roles, b...
CN Editor
October 10, 2025
COMSET REPORTING REQUIREMENTS
GROWTH OF PRIVATE MARKETS REQUIRES CONTINUED FOCUS ON VALUATIONS
SEC CHARGES GRUBMARKET WITH OVERSTATING REVENUE TO INVESTORS BY MORE THAN $500 MILLION
SEC CHARGES UTILITY COMPANY ENTERGY CORP. WITH INTERNAL ACCOUNTING CONTROLS VIOLATIONS
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
OSC SEEKS TO ENFORCE D&O SANCTIONS
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.