In the face of massive ongoing investment into AI, the ability of financial sector regulators to oversee the deployment of AI too...
CN Editor
October 13, 2025
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
THAT"S A WRAP ON FUND MANAGER"S RECEIVERSHIP
VANCOUVER-BASED VELA WEALTH ACQUIRES MCCURDY FINANCIAL PLANNING
COMPLAINT CONFIDENTIALITY IN THE PUBLIC INTEREST
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
CIRO CYBERSECURITY UPDATES