The Canadian Investment Regulatory Organization (CIRO) is publishing for comment proposed revisions to the Investment Dealer and ...
CN Editor
October 17, 2025
FP CANADA SEIZES EDUCATION OPPORTUNITY ARISING FROM CIRO"S EXAM-BASED PROFICIENCY
BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502 REGISTRATION BY THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
CIRO NOTICE OF INTENTION TO RESIGN - CANADIAN WESTERN FINANCIAL LTD.
CIRO ANNOUNCES MORE THAN $1.5 MILLION IN FUNDING FOR NOT-FOR-PROFITS TO BOOST FINANCIAL LITERACY, STRENGTHEN INVESTOR PROTECTION, AND SUPPORT VULNERABLE INVESTORS, ACROSS CANADA
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS