The Canadian Investment Regulatory Organization (CIRO) is publishing for comment proposed revisions to the Investment Dealer and ...
CN Editor
October 17, 2025
INVESTOR ALERT: FUNDWISE FALSELY CLAIMING CIRO REGISTRATION
NEW WEBCAST: HIGHLIGHTS OF CIRO"S 2026 COMPLIANCE REPORT
INVESTOR ALERT: LENDORI FINANCE FALSELY CLAIMING CIRO REGISTRATION
HOUSEKEEPING AMENDMENTS TO THE GENERAL NOTES AND DEFINITIONS TO MFDR FORM 1 AND IDPC FORM 1 RELATED TO DERECOGNITION OF FINANCIAL LIABILITIES
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HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
CIRO ALLEGES GATEKEEPER FAILURE BY FORMER BMO NESBITT BURNS REP FROM MONTREAL, QC
OSC"S APPEAL OF PRIVACY DECISION REJECTED