As a not-for-profit organization, OBSI recovers all of its budgeted operating expenses from its participating firms each year. OB...
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October 17, 2025
FINRA ORDERS AMERICAN PORTFOLIOS FINANCIAL SERVICES TO PAY $4.6 MILLION IN RESTITUTION FOR OVERCOLLECTION OF FEES, RETENTION OF SURPLUS INTEREST
CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
SIMA ADVOCATES FOR FAIR FEES IN RESPONSE TO CIRO PROPOSAL
OBSI LAUNCHES PROACTIVE RESOLUTION INITIATIVE PILOT
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2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO