The Canadian Investment Regulatory Organization (CIRO) is publishing updated guidance on our approach to halting trading in certa...
CN Editor
October 22, 2025
CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB
RETAIL CLIENT DATA SUBMISSION PROJECT - UPDATE
FP CANADA SEIZES EDUCATION OPPORTUNITY ARISING FROM CIRO"S EXAM-BASED PROFICIENCY
BCSC NOTICE AND REQUEST FOR COMMENT - PROPOSED AMENDMENTS TO BC INSTRUMENT 22-502 REGISTRATION BY THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SEEKS TO ENFORCE D&O SANCTIONS