CIRO sanctioned Suzanne Ferguson (Ferguson), a former dealing representative with PFSL Investments Canada Ltd from St. Thomas, On...
CN Editor
October 24, 2025
STREAMLINED ACCREDITATION PROCESS WITH CERTS CROSS-LISTING OPTION
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB
RETAIL CLIENT DATA SUBMISSION PROJECT - UPDATE
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
OSC SEEKS TO ENFORCE D&O SANCTIONS
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.