The BC Securities Commission (BCSC) has permanently banned two people from B.C.’s investment market following findings by Austral...
CN Editor
October 29, 2025
OSC ISSUES TEMPORARY CEASE TRADE ORDER AGAINST ADAM JOSEPH ARQUETTE AND ARQUETTE INSURANCE AND WEALTH MANAGEMENT
B.C. MEN AND COMPANIES AGREE TO PAY $110,000 TO BCSC FOR UNREGISTERED ACTIVITY, ILLEGAL DISTRIBUTION OF SECURITIES
CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB
AUDITORS, LAWYERS NOT LIABLE FOR PAYDAY LENDER"S COLLAPSE
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.