The Canadian Investment Regulatory Organization (CIRO) issued an update on the project to develop rule amendments relating to the...
CN Editor
October 30, 2025
CSA ANNOUNCES ADOPTION OF FINAL AMENDMENTS TO TRADING FEE CAPS CHARGED BY MARKETPLACES
HOUSEKEEPING AMENDMENTS TO THE GENERAL NOTES AND DEFINITIONS TO MFDR FORM 1 AND IDPC FORM 1 RELATED TO DERECOGNITION OF FINANCIAL LIABILITIES
AI MEANS POTENTIAL "BIG SHIFT" IN REGULATORY RESPONSIBILITIES: KRIEGLER
CIRO ALLEGES PERSONAL FINANCIAL DEALINGS BY FORMER QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS