BMO Nesbitt Burns Inc. engaged in front running in connection with a series of hedging trades in government bonds and related der...
CN Editor
November 04, 2025
PWL CAPITAL ACQUIRES N.S. - BASED INDEPENDENT ADVISORY FIRM
QUESTRADE SECURES APPROVAL TO LAUNCH CANADA"S NEWEST BANK
CONCERNS FOLLOW REGULATORS" SURVEY OF MUTUAL FUND REPS
IA FINANCIAL"S ACQUISITION OF RF CAPITAL TO CLOSE THS WEEK
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP