CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB

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CIRO alleged that Lou Albert Cruz Soco, a former Registered Dealing Representative with PFSL Investments Canada Ltd. from Edmonto...


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CIROEnforcementMisappropriationconflicts of interestPersonal Financial Dealingsfailure to cooperate

CN Editor

November 10, 2025

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