The Securities and Investment Management Association (SIMA) disagrees in principle with the Canadian Investment Regulatory Organi...
CN Editor
November 10, 2025
SIMA WELCOMES BCSC FEE REVIEW, CALLS FOR TRANSPARENCY, PREDICTABILITY, AND DISCIPLINE
CIRO MEMBER AMALGAMATION - CI INVESTMENTS SERVICES INC. & WEALTHBAR FINANCIAL SERVICES INC.
CIRO TO HOLD A SANCTIONS HEARING FOR FORMER DEALING REP WITH TD SECURITIES IN SURREY, BC
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS