The Securities and Investment Management Association (SIMA) disagrees in principle with the Canadian Investment Regulatory Organi...
CN Editor
November 10, 2025
CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB
CIRO MEMBER CHANGE OF CONTROL - RF CAPITAL GROUP INC.
CIRO MEMBER CHANGE OF CONTROL - PINNACLE WEALTH BROKERS INC.
INVESTOR ALERT: TRADOCK LTD FALSELY CLAIMS IIROC REGISTRATION
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP