The CFFiM urgest the AMF to reconsider its proposed AI Guidance. Current technology-neutral regulatory frameworks at the AMF, fed...
CN Editor
November 12, 2025
AMF ADJUSTS ITS ANNUAL AND OTHER FEES FOR 2026
FCA CONFIRMS FINAL GUIDANCE TO TACKLE SERIOUS NON-FINANCIAL MISCONDUCT IN FINANCIAL SERVICES
CFFIM: REFINING THE SECURITIES BARE TRUST EXEMPTION
CSA AND CIRO PROVIDE GUIDANCE FOR FINFLUENCERS AND FIRMS ON HOW TO WORK WITH THEM AND PROTECT INVESTORS
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO SANCTIONS HAYWOOD SECURITIES INC. FOR SUPERVISION FAILURES
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON