The Canadian Forum for Financial Markets (CFFiM)/ Forum Canadien des Marchés Financiers (FCMFi) is dedicated to moving forward pr...
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November 12, 2025
CFFIM: REFINING THE SECURITIES BARE TRUST EXEMPTION
CFFIM: CANADIAN SECURITIES EXCHANGE INTRODUCTION OF CSE2 ODD LOT LIQUIDITY ALLOCATING (OLLA) ORDER TYPE
CSA LAUNCHES NEW TOOL TO MAKE CONSULTATION PROCESS EASIER AND MORE EFFICIENT
SIMA SUPPORTS CIRO"S PROPOSED GUIDANCE ON OEO ACCOUNT SERVICES
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO SANCTIONS HAYWOOD SECURITIES INC. FOR SUPERVISION FAILURES
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON