The Canadian Securities Administrators (CSA) is considering a ban on advisor chargebacks “to better align the interests of dealin...
CN Editor
November 12, 2025
U.K. LAUNCHES STABLECOIN REGULATION CONSULTATION
AFTER YEARS OF GROWTH, ETFS MAY FINALLY GET THEIR OWN RULES
CLOSET INDEXING CLASS ACTION TO FOCUS ON DISCLOSURE
CSA ENCOURAGES OPEN DIALOGUE AMID TREND TOWARD HYBRID AND SELF-DIRECTED INVESTING
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP