Citing the impact of the U.S. government shutdown, the U.S. Securities and Exchange Commission (SEC) is taking a more “hands-off”...
CN Editor
November 18, 2025
COURT UPHOLDS TRIBUNAL"S FINDINGS IN CRYPTO CASE
FAKE ADVISORY FIRMS IN "RAMP-AND-DUMP" SCAM: SEC
BACK-OFFICE FIRM WRONG TO DROP FUND MANAGER: COURT
DOUBLE TROUBLE: TWINS CONVICTED OF DEFRAUDING CLIENTS
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP