On October 17, 2025, the Canadian Securities Administrators (CSA) approved amendments to the Universal Market Integrity Rules (UM...
CN Editor
November 21, 2025
CIRO NEW MEMBER - ASSETPLUS CAPITAL INC.
CIRO SANCTIONS FORMER INVESTORS GROUP FINANCIAL SERVICES INC REP FROM ST. JOHN"S, NFLD
INVESTOR ALERT: FRAUDSTERS IMPERSONATING LIQUIDNET CANADA EMPLOYEES
SIMA SUPPORTS CIRO"S PROPOSED GUIDANCE ON OEO ACCOUNT SERVICES
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP