CIRO alleged that Josephine Sudario, a former Registered Dealing Representative with PFSL Investments Canada Ltd. from Woodbridge...
CN Editor
November 26, 2025
BCSC FORFEITURE EFFORT CAN GO AHEAD, DESPITE DELAY
CIRO ALLEGES CONFLICTS OF INTEREST FAILURES BY FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP
AMENDMENTS RESPECTING CONTINGENT DERIVATIVE ORDERS
CIRO NEW MEMBER - ASSETPLUS CAPITAL INC.
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP