The Canadian Securities Administrators (CSA) published proposed amendments to National Instrument 81-102 Investment Funds and the...
CN Editor
November 28, 2025
CANADIAN SECURITIES REGULATORS PROVIDE UPDATE AND SEEK FEEDBACK ON MULTILATERAL INITIATIVE TO SUPPORT CAPITAL-RAISING BY EXTENDING THE ROLE OF EXEMPT MARKET DEALERS
CFFIM: CANADIAN SECURITIES EXCHANGE INTRODUCTION OF CSE2 ODD LOT LIQUIDITY ALLOCATING (OLLA) ORDER TYPE
CSA LAUNCHES NEW TOOL TO MAKE CONSULTATION PROCESS EASIER AND MORE EFFICIENT
OSC STAFF NOTICE 81-740 UPDATE ON LONG-TERM ASSET FUND PROJECT
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP