The Ontario Securities Commission (OSC) is seeking feedback from stakeholders on its proposed Statement of Priorities for 2026-2...
CN Editor
December 01, 2025
CANADIAN SECURITIES REGULATORS PROVIDE UPDATE AND SEEK FEEDBACK ON MULTILATERAL INITIATIVE TO SUPPORT CAPITAL-RAISING BY EXTENDING THE ROLE OF EXEMPT MARKET DEALERS
CSA PUBLISHES PROPOSED LIQUIDITY RISK MANAGEMENT AMENDMENTS AND LAUNCHES CONSULTATION
NEW ATS PROMISES TRADING INNOVATION
MICHAEL AONSO OF STRIKE HOLDINGS INC. SENTENCED TO 90 DAYS IN JAIL FOR SECURITIES ACT OFFENCES
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APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING
ADVISOR CHARGEBACKS ARE BAD FOR THE INDUSTRY