This marks the FCA"s first enforcement outcome against a professional body supervisor. The FCA has censured the Institute of Cert...
CN Editor
December 03, 2025
FCA CALLS ON PRIVATE MARKET FIRMS TO MANAGE CONFLICTS OF INTEREST IN LINE WITH RAPID GROWTH
FCA RESTRICTS 6 FIRMS FOLLOWING CONCERNS OVER ANTI-MONEY LAUNDERING CONTROLS
FORMER CHIEF EXECUTIVE BANNED AFTER MISCONDUCT LED TO £4M LOSSES IN HIGH-RISK INVESTMENTS
CIRO ALLEGES ORDER DESIGNATION FAILURES BY GOLDMAN SACHS CANADA INC.
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