The Securities and Exchange Commission charged Canadian citizen Nathan Gauvin and three entities he controls—Blackridge, LLC, Gra...
CN Editor
December 11, 2025
FSRA REVOKES LICENCE OF INSURANCE AGENT FOR ALLEGEDLY MISAPPROPRIATING $700K FROM CHURCH MEMBERS
SEC SUPPORTS LIFTING CONSTRAINTS ON EQUITY RESEARCH
VIRTU SANCTIONED BY SEC
SEC"S CRYPTO ENTHUSIASM POSES RISKS TO INVESTORS: WFE
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING