The Securities and Investment Management Association (SIMA) has commented on the Department of Finance Canada’s (Finance) proposa...
CN Editor
December 18, 2025
SIMA SUPPORTS CIRO"S PROPOSED GUIDANCE ON OEO ACCOUNT SERVICES
SIMA ADVOCATES FOR FAIR FEES IN RESPONSE TO CIRO PROPOSAL
SIMA URGES CDS CLEARING TO RECONSIDER ELIMINATION OF FEE REBATES
SIMA RESPONDS TO CSA CONSULTATION ON ETF REGULATION
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING