The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or a...
CN Editor
January 05, 2026
REGULATORS EYE MARKET MAKERS" ROLE IN ETF TRADING
INVESTOR ALERT: PROINTERACTIVEBROKERS FALSELY CLAIMING CIRO REGISTRATION
OSC REACHES SETTLEMENT WITH CLAIR DRAGE OF THE LION"S SHARE GROUP INC. (LION"S SHARE GROUP) AND THE WINDROSE GROUP INC. (WINDROSE GROUP)
INVESTOR ALERT: FRAUDULENT TRADING PLATFORM IMPERSONATING TRADELOGIQ MARKETS INC.
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DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO MEMBER RESIGNATION - CANADIAN WESTERN FINANCIAL LTD.
DELAYING THE EFFECTIVE DATE OF THE ANTI-MONEY LAUNDERING/COUNTERING THE FINANCING OF TERRORISM PROGRAM AND SUSPICIOUS ACTIVITY REPORT FILING REQUIREMENTS FOR REGISTERED INVESTMENT ADVISERS AND EXEMPT REPORTING ADVISERS
ASC ISSUES INTERIM ORDER AGAINST MIDA VANTAGE PROJECTS LITHIUM LIMITED, CAROLYN JEAN ORAZIETTI AND VINAY RAMACHAND IYER