FINRA ORDERS AMERICAN PORTFOLIOS FINANCIAL SERVICES TO PAY $4.6 MILLION IN RESTITUTION FOR OVERCOLLECTION OF FEES, RETENTION OF SURPLUS INTEREST

FINRA has ordered American Portfolios Financial Services, Inc. (APFS) to pay $4.6 million in restitution to customers impacted by...

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FINRA overcollection Fees surplus interest

CN Editor

January 05, 2026

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