The Canadian Securities Administrators (CSA) have approved Phase 1 of the amendments to the CIRO Continuing Education (CE) requir...
CN Editor
January 09, 2026
CIRO REGISTRATION - THE FIT AND PROPER TEST FOR APPROVED PERSONS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
CFFIM: EVIDENCE, TRANSPARENCY AND INVESTOR PROTECTION
CSA AND CIRO TO DELAY IMPLEMENTATION OF FINAL AMENDMENTS TO ACCESS FEE AND TICK-SIZE RULES
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES