When the Canadian Investment Regulatory Organization’s (CIRO) exam-based proficiency regime launched Jan. 1, Canadians seeking in...
CN Editor
January 28, 2026
SEC ALLEGES SPAC DEAL BASED ON FRAUD
FORMER REP CONVICTED ON FRAUD CHARGES
INVESTOR ALERT: UNION WISE FINANCIAL BANK IS IMPERSONATING CIRO REGISTERED FIRMS, AND FALSELY CLAIMS CIRO REGISTRATION
OSC"S DISCLOSURE ISSUES DIDN"T JUSTIFY STAY: TRIBUNAL
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2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO