The Canadian Investment Regulatory Organization (CIRO) is providing guidance on the process to be followed by a Participant or Ac...
CN Editor
January 30, 2026
HOW FIRMS CAN CLOSE THE GAPS ON CLIENT-FOCUSED REFORMS
PROCEDURES FOR HANDLING CERTAIN DESIGNATED TRADES AS PRINCIPAL
AMENDMENT OF APPROVED PERSON FEES COMPONENT WITHIN THE ANNUAL FEE OF DEALER MEMBER FEE MODEL
CIRO NOTICE OF INTENTION TO RESIGN - JVK LIFE & WEALTH ADVISORY GROUP INC.
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THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
CIRO SANCTIONS FORMER RBC DOMINION SECURITIES REP FROM ONTARIO