Since the client-focused reforms (CFRs) took effect just over four years ago, firms have struggled with ambiguity around some of ...
CN Editor
January 30, 2026
CIRO SANCTIONS VIRTU CANADA CORP. FOR MARKETPLACE VIOLATIONS
CIRO SANCTIONS NATIONAL BANK FINANCIAL INC. FOR INADEQUATE SUPERVISION
CIRO REGIONAL COUNCILS - CALL FOR NOMINATION
NEW GUIDANCE ON ORDER EXECUTION ONLY ACCOUNT SERVICES AND ACTIVITIES
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE