The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) has published two new reports on exchange ...
CN Editor
February 06, 2026
SEC CLARIFIES THE APPLICATION OF FEDERAL SECURITIES LAWS TO CRYPTO ASSETS
SEC PUBLISHES DATA ON PUBLIC AND PRIVATE OFFERINGS, MUNICIPAL ADVISORS, TRANSFER AGENTS, AND SECURITIES-BASED SWAP DEALERS
SEC"S NEW ENFORCEMENT CHIEF RESIGNS
SEC PROPOSES AMENDMENTS TO EXCHANGE ACT RULE 15C2-11
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE