In an effort to ensure that financial firms have active, engaged management, European regulators are consulting on updates to the...
CN Editor
February 26, 2026
FOR WHISTLEBLOWERS, IT MATTERS WHO KNOCKS FIRST
FRAUD CONVICTION THAT FOLLOWED INITIAL ACQUITTAL FACES NEW APPEAL
OSC SECURES BAN ON CANADIAN CONVICTED IN U.S.
NBF SANCTIONED FOR SUPERVISORY SHORTCOMINGS
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN