Some people who had their personal data stolen in the Canadian Investment Regulatory Organization’s (CIRO) data breach last Augus...
CN Editor
March 02, 2026
CIRO ALLEGES WRONGDOING BY FORMER RR WITH SCOTIA SECURITIES IN VICTORIA, BC
FOR WHISTLEBLOWERS, IT MATTERS WHO KNOCKS FIRST
FRAUD CONVICTION THAT FOLLOWED INITIAL ACQUITTAL FACES NEW APPEAL
OSC SECURES BAN ON CANADIAN CONVICTED IN U.S.
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS