The Securities and Investment Management Association (SIMA) has responded to the Canadian Securities Administrators’ (CSA) reques...
CN Editor
March 30, 2026
SEC, CFTC SEEK PUBLIC INPUT ON DATA REPORTING FRAMEWORKS FOR SECURITY-BASED SWAP AND SWAP MARKETS
SEC, CFTC SEEK PUBLIC COMMENT TO FURTHER CLARIFY AND HARMONIZE DERIVATIVES PRODUCT DEFINITIONS
PMAC SUPPORTS CSA INSIDER REPORTING AMENDMENTS
CSA SHARE TIPS TO HELP PROTECT SENIORS FROM FRAUD AND FINANCIAL ABUSE - NAMING A TRUSTED CONTACT PERSON CAN ADD AN EXTRA LAYER OF PROTECTION
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES