The Canadian Investment Regulatory Organization (CIRO) is publishing for a 90 day comment period the second phase of proposals to...
CN Editor
April 17, 2026
CIRO REGISTRATION - THE FIT AND PROPER TEST FOR APPROVED PERSONS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
SIFMA URGES THE SEC TO TAKE DIRECT CONTROL OF THE CAT
CSA AND CIRO TO DELAY IMPLEMENTATION OF FINAL AMENDMENTS TO ACCESS FEE AND TICK-SIZE RULES
Thank you for the feedback!!
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES