The Canadian Securities Administrators (CSA) is warning Canadians about fraudulent investment groups being promoted on social med...
CN Editor
April 17, 2026
CSA PUBLISHES PROPOSED AMENDMENTS TO INSIDER REPORTING REQUIREMENTS FOR COMMENT
OSC INVESTOR WARNINGS AND ALERTS FOR MARCH 17 - APRIL 7, 2026
NEW FINRA FOUNDATION RESEARCH EXAMINES THE CHARACTERISTICS, BEHAVIORS AND OUTCOMES OF RETAIL INVESTORS WHO USE SOCIAL MEDIA
CSA STAFF NOTICE 11-349 NOTICE OF LOCAL AMENDMENTS IN CERTAIN JURISDICTIONS
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS