The FCA has finalised a simpler UK short selling regime that reduces reporting burdens for firms, while maintaining regulatory ov...
CN Editor
April 17, 2026
CANADIAN SECURITIES REGULATORS REPORT ON KEY OVERSIGHT ACTIVITIES OF CIRO AND CIPF
AMENDMENTS RESPECTING REASONABLE EXPECTATIONS TO SETTLE SHORT SALES
FCA FINES DINOSAUR MERCHANT BANK LIMITED FOR MARKET ABUSE SURVEILLANCE FAILURES
FCA SETS OUT NEXT PHASE OF SMARTER, MORE EFFECTIVE REGULATION
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS